We recognize the importance of protecting our clients’ privacy. We have policies to maintain the confidentiality and
security of your nonpublic personal information. The following is designed to help you understand what information we
collect from you and how we use that information to serve your account.
Categories of Information We May Collect
In the normal course of business, we may collect the following types of information:
Information you provide in the subscription documents and other forms (including name, address, social security
number, date of birth, income and other financial-related information); and
Data about your transactions with us (such as the types of investments you have made and your account status).
How We Use Your Information That We Collect
Any and all nonpublic personal information that we receive with respect to our clients who are natural persons is not
shared with nonaffiliated third parties which are not service providers to us without prior notice to, and consent of, such
clients, unless otherwise required by law. In the normal course of business, we may disclose the kinds of nonpublic
personal information listed above to nonaffiliated third party service providers involved in servicing and administering
products and services on our behalf. Our service providers include, but are not limited to, our administrators, our auditors,
insurance agents, estate attorneys and our legal advisors. Additionally, we may disclose such nonpublic personal
information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent
fraud. Without limiting the foregoing, we may disclose nonpublic personal information about you to governmental
entities and others in connection with meeting our obligations to prevent money laundering including, without limitation,
the disclosure that may be required by the Uniting and Strengthening America Act by Providing Appropriate Tools
Required to Intercept and Obstruct Terrorism (USA PATRIOT) Act of 2001 and the regulations promulgated thereunder.
In addition, if we choose to dispose of our clients’ nonpublic personal information that we are not legally bound to
maintain, then we will do so in a manner that reasonably protects such information from unauthorized access. The same
Confidentiality and Security
We restrict access to nonpublic personal information about our clients to those employees and agents who need to know
that information to provide products and services to our clients. We maintain physical, electronic and procedural
safeguards to protect our clients’ nonpublic personal information. We respect and value that you have entrusted us with
your private financial information, and we will work diligently to maintain that trust. We are committed to preserving that
trust by respecting your privacy as provided herein.
If you have any questions regarding this privacy notice, please contact us.