We are at the beginning stages of a period of incredible innovation in financial services. For years, innovations focused on products.  Some of these innovations were very good for clients (think mutual funds and ETFs), but, unfortunately, a few of these innovations were very bad, or were used in ways that turned out to be very bad (think the packaging of sub-prime mortgage products that facilitated the financial crisis of 2008). 

Traditional firms and those representing the “old way” of doing business will continue to struggle with how to effectively deal with these innovations (in no small part because incorporating such innovations will have the effect of decreasing their bottom line). 

Plum Pointe will be at the epicenter of analyzing, optimizing and incorporating new innovations in ways that improve clients’ bottom line, for three reasons:



    To be conflict-of-interest-free, a firm must have the right culture and structure. Specifically, at the ownership level where decisions are made, it must be independent from any influence that may have an interest contrary to clients. At Plum Pointe, we feel this is best accomplished by being privately owned, where principals have a vested interest in the firm and its clients. Plum Pointe is 100% employee owned, providing the freedom to make all decisions in the best interest of the client.  With a focus on adding value to clients, and making every decision in that context, we believe the rest will take care of itself.


    Brian, our co-founder and President, began his career as a scientist. This provides our framework for making decisions- research, verify from independent sources and question everything. This framework allows Plum Pointe to make solid decisions for clients in all matters of their wealth, and simultaneously make the right decisions on business practices such as incorporating new ideas, innovations, technologies, etc. To help clients, we must address the emotional component of decisions and help educate clients on the behavioral impact to decision making. 


    It’s simple- every decision is made in the best interest of the client. Every single decision. There are no parties on the other side of the client with any competing interests- no public shareholders, no unfavorable compensation arrangements, no special deals to any third party.  Everything brought to the client’s table is designed to add value, optimally.


Plum Pointe Wealth Management, Ltd ("Plum Pointe”) is a registered investment adviser offering advisory services in the State of Rhode Island and in other jurisdictions where exempted.  Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by Plum Pointe in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption. 

All written content on this site is for information purposes only. Opinions expressed herein are solely those of Plum Pointe, unless otherwise specifically cited.  Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness.  All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.


All investing involves risk, including the potential for loss of principal. There is no guarantee that any investment plan or strategy will be successful.

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